• 《基于机器学习的滑坡易发性区划与降雨诱发滑坡预报预警研究》
  • 作者:孙德亮著
  • 单位:华东师范大学
  • 论文名称 基于机器学习的滑坡易发性区划与降雨诱发滑坡预报预警研究
    作者 孙德亮著
    学科 地图学与地理信息系统. GIS开发
    学位授予单位 华东师范大学
    导师 吴健平指导
    出版年份 2019
    中文摘要 滑坡是由岩石、土体或碎屑堆积物构成的山坡体在重力的作用下,受到地表水和地下水或地震等的影响,沿软弱面(滑动面)发生整体向下滑落的过程。滑坡灾害可毁灭村镇、破坏交通,造成财产损失和人员伤亡,滑坡引发的次生灾害还会阻塞河道、引发洪水,甚至诱发形成泥石流灾害,造成更严重损失。我国山地环境广泛,尤其在西南地区,山地是主要的地貌形态,地质环境条件和水文气候条件复杂多变,是我国滑坡灾害最严重的地区,频繁发生的滑坡使得人们的生命和财产安全受到了极大的威胁。 滑坡易发性区划是通过分析影响滑坡的内在因素和外在因素,评价潜在滑坡灾害的地理空间分布,为城市建设规划和滑坡灾害防治提供决策支持。我国的大部分滑坡是由降雨直接诱发或与降雨有关,降雨诱发滑坡的预报预警能够使有关部门及早制定防治措施,减少滑坡灾害的损失。 本文以典型的西部山区县域——重庆市奉节县为研究区域,开展基于机器学习的滑坡易发性区划与降雨诱发滑坡预报预警研究,具体研究内容和研究成果如下: (1)采集并处理了研究区2001~2016年发生的1520个滑坡数据以及地质构造、地形地貌、降雨、人类活动等数据,分析了研究区滑坡灾害的空间分布特征、成因机理及发育环境。 (2)基于滑坡灾害成因机理的复杂性和诱发因素的多元化,选取地形地貌、地质条件、环境条件、人类工程活动以及诱发因子等5种影响因素的16个指标作为候选的评价指标,包括高程、坡度、坡向、坡位、微地貌、地面曲率、地形湿度指数、岩性、距离断层距离、倾坡类型、NDVI(归一化植被指数)、距离水系距离、土地利用类型、距离道路距离、距离房屋建筑距离和多年平均降雨量等,并对各因子与历史滑坡的相关性进行了统计分析。 (3)选择逻辑回归、人工神经网络和随机森林三种机器学习方法进行滑坡易发性区划,为了能更有效地构建优化的机器学习模型,采用贝叶斯优化算法进行超参数优化,利用递归特征消除方法进行特征选择。测试结果表明利用贝叶斯优化算法的速度要比网格搜索的速度快40倍,且得到的优化模型精度要高于网格搜索。通过对不同方法的滑坡易发性区划结果进行比较分析,显示随机森林方法的结果更符合实际情况。最终得到研究区域滑坡易发性区划图与历史滑坡点的叠置结果,有65%的历史滑坡落在面积比不到20%的高易发区和较高易发区中。 (4)结合研究区历史滑坡及对应的降雨数据,进行降雨与滑坡灾害相关性的数理统计分析,建立了奉节县滑坡灾害的前期有效降雨量计算模型。依据有效降雨量模型,对位于不同等级滑坡易发区的滑坡数据进行数据挖掘分析,提出了奉节县滑坡灾害不同预警等级的有效降雨量阈值。基于不同滑坡易发性区划的当日降雨量与历史滑坡关系的数据挖掘,提出了当日降雨对滑坡预警等级的标准。将易发性区划、有效降雨阈值和当量降雨调整标准结合,构建了奉节县滑坡灾害降雨时空联合预报预警模型。 (5)开发了奉节县降雨诱发滑坡降预警预报系统,系统集成了奉节县滑坡灾害及影响因子数据,能进行滑坡易发性区划的机器学习建模、前期有效降雨和日降雨查询分析,以及时空耦合的降雨诱发滑坡的预报预警,并实现成果的可视化表达。 (6)利用研究区2017年的滑坡案例进行了验证分析,根据5个滑坡案例的发生时间计算滑坡前10天有效降雨量,并结合当日降雨量,给出预报预警等级,结果表明5个典型案例的最终预警分析结果均为黄色~橙色预警,预警结果与现场实际情况总体吻合。 关键词:奉节县;滑坡;机器学习;易发性区划;有效降雨量;时空联合预报预警
    英文摘要 The landslide is a process in which the slope body composed of rock, soil or debris deposits is affected by surface water, groundwater or earthquakes under the action of gravity, and the whole surface slides down along the weak surface (sliding surface). Landslide disasters can destroy residences and traffic lines cause property losses and casualties. Secondary disasters caused by landslides can also block rivers, cause floods, and even induce mudslides, which result in more serious losses. Southwestern China is the most serious area of landslide disasters as its wide distribution of mountainous areas with complex geological environment and hydro-climatic conditions. In this area, frequent landslides have greatly threatened people's lives and property. The landslide susceptibility zoning, also named as the evaluation of landslide susceptibility, is to estimate the geospatial distribution of potential landslide disasters through landslide hazard prediction. The landslide susceptibility zoning can make great contributes to landslide hazard prevention and urban construction planning. Most of the landslides in China are directly or indirectly induced by rainfall. Rainfall-induced landslide warning and forecasting can be used as effective information for government departments to formulate preventive measures at an early stage to reduce the loss of landslide disasters. In this study, Fengjie county, a typical western mountainous area in Chongqing province was selected as the study area. Machine learning method was used for Landslide susceptibility zoning and rainfall-induced landslide prediction. The research contents and results are as follows: (1)The data of 1520 landslide samples and various of environmental variables including geological structures, topography, precipitation, human activities, which occurred in the study area during 2001 to 2016 were collected and processed. The spatial distribution characteristics, genetic mechanism and development environment of the landslide hazard in the study area were analyzed. (2)Considering the complexity of the mechanism of landslide hazard and the diversification of predisposing factors, five main influencing factors including topography, geological conditions, environmental conditions, human engineering activities and inducing factors are selected. These factors specifically include 16 variables, which include elevation, slope, slope direction, slope position and micro Landform, ground curvature, topographic humidity index, lithology, distance fault distance, tilt type, NDVI (normalized vegetation index), distance from river, land use and land cover, distance from road, distance from building, and annual average precipitation. The correlation analysis was carried between each variables and the historical landslide samples to construct the evaluation index system for landslide susceptibility zoning. (3)Three kinds of machine learning methods, logistic regression, artificial neural network and random forest were used to carry out landslide susceptibility zoning. In order to construct an optimized machine learning model, bayesian optimization algorithm was used to optimize the model parameters and recursive feature elimination method was used to select features. Comparing landslide susceptibility zoning results from three different methods, the results of the random forest method are more in line with the actual situation. Furthermore, with the overlapping results of the landslide susceptibility map and the historical landslide samples, there are 65% of the historical landslides samples fall in the high-level susceptible area occupied less than 20% area. (4)Combined with the historical landslide and the corresponding precipitation data in the study area, the correlation analysis between precipitation and landslide was carried out, and the early effective rainfall calculation model of the landslide disaster in Fengjie county was set up. Based on the effective rainfall model, the data mining analysis of the landslide data located in the landslide susceptible areas of different levels was carried out, and the effective rainfall threshold of different warning levels of the landslide disaster in Fengjie county was proposed. According to the relationship between the daily rainfall and the historical landslide in different level landslide susceptible areas, the criteria of the early-warning level of the daily rainfall to the landslide are proposed. A spatio-temporal model for forecasting and warning landslide and rainfall in Fengjie county was constructed by combining the vulnerable regionalization, effective rainfall threshold and equivalent rainfall adjustment criteria. (5)Fengjie rainfall-induced landslides forecasting system was developed. This system integrates Fengjie landslide disaster data and its influence factors and can modelling landslide susceptibility zones though machine learning. It can used for the effective rainfall query and analysis, as well as the time and space coupling of rainfall - induced landslide forecast and visualization. (6)To verify results of modelling, five landslide cases in 2017 in study area were used as verification samples. Based on the landslide case record of precipitation in that day and before 10 days, the forecast level of precipitation was given by the system. The result shows a high accuracy and tally with the actual situation overall. Keywords: Fengjie county; Landslide; machine learning; susceptibility zoning; effective rainfall threshold; Joint forecasting and warning in space and time
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